EX-99.906CERT 4 ex99906-903.txt CERTIFICATION PURSUANT TO SECTION 906 CERTIFICATION UNDER SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 James I. Ladge, President and Chief Executive Officer, and Lisa R. Oliverio, Treasurer and Chief Financial Officer of the The Appleton Funds (the "Registrant"), each certify to the best of his or her knowledge that: 1. The Registrant's periodic report on Form N-CSR for the period ended June 30, 2003 (the "Form N-CSR") fully complies with the requirements of section 13(a) or 15(d) of the Securities and Exchange Act of 1934, as amended; and 2. The information contained in the Form N-CSR fairly presents, in all material respects, the financial condition and results of operations of the Registrant. Chief Executive Officer Treasurer The Appleton Funds The Appleton Funds /s/ James I. Ladge /s/ Lisa R. Oliverio ------------------ -------------------- James I. Ladge Lisa R. Oliverio Date: September 5, 2003 Date: September 5, 2003 A signed original of this written statement required by Section 906 of the Sarbanes-Oxley Act of 2002 has been provided to the Registrant and will be retained by the Registrant and furnished to the Securities and Exchange Commission (the "Commission") or its staff upon request. This certification is being furnished to the Commission solely pursuant to 18 U.S.C. ss. 1350 and is not being filed as part of the Form N-CSR with the Commission. -6-