0000899243-20-014553.txt : 20200529
0000899243-20-014553.hdr.sgml : 20200529
20200529161531
ACCESSION NUMBER: 0000899243-20-014553
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200527
FILED AS OF DATE: 20200529
DATE AS OF CHANGE: 20200529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FROHLICH PHIL
CENTRAL INDEX KEY: 0001127429
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37656
FILM NUMBER: 20927948
MAIL ADDRESS:
STREET 1: 1924 SOUTH IRICA SUITE 1120
CITY: TULSA
STATE: OK
ZIP: 741046529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001166152
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37656
FILM NUMBER: 20927949
BUSINESS ADDRESS:
STREET 1: 1924 SOUTH UTICA
STREET 2: SUITE 1120
CITY: TULSA
STATE: OK
ZIP: 74104-6429
BUSINESS PHONE: 918-747-3412
MAIL ADDRESS:
STREET 1: 1924 SOUTH UTICA
STREET 2: SUITE 1120
CITY: TULSA
STATE: OK
ZIP: 74104-6429
FORMER NAME:
FORMER CONFORMED NAME: PRESCOTT GROUP CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20020128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sequential Brands Group, Inc.
CENTRAL INDEX KEY: 0001648428
STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300]
IRS NUMBER: 474452789
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5 BRYANT PARK
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 646-564-2577
MAIL ADDRESS:
STREET 1: 5 BRYANT PARK
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: Singer Madeline Holdings, Inc.
DATE OF NAME CHANGE: 20150717
4
1
doc4.xml
FORM 4 SUBMISSION
X030642020-05-2710001648428Sequential Brands Group, Inc.SQBG0001166152PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.1924 SOUTH UTICA, SUITE 1120TULSAOK7410400100001127429FROHLICH PHIL1924 SOUTH UTICA, SUITE 1120TULSAOK741040010Common Stock, par value $0.01 per share2020-05-274S021824000.20D5659413ISee FootnoteCommon Stock, par value $0.01 per share2020-05-274S07259160.21D4933497ISee FootnoteCommon Stock, par value $0.01 per share2020-05-274S014687620.19D3464735ISee FootnoteThe filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.01 per share (the "Common Stock"), of Sequential Brands Group, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership.This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities.PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C., /s/ Phil Frohlich, Name: Phil Frohlich, Title: Managing Member2020-05-29/s/ Phil Frohlich2020-05-29EX-99.1
2
attachment1.htm
EX-99.1 DOCUMENT
Exhibit 99.1
Form 4 Joint Filer Information
Name: Phil Frohlich
Address: c/o Prescrott Group Capital Management,
L.L.C.
1924 South Utica, Suite 1120
Tulsa, OK 74104
Date of Event Requiring Statement: 05/27/2020