0000899243-23-008925.txt : 20230317
0000899243-23-008925.hdr.sgml : 20230317
20230317172615
ACCESSION NUMBER: 0000899243-23-008925
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230315
FILED AS OF DATE: 20230317
DATE AS OF CHANGE: 20230317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRESCOTT GROUP AGGRESSIVE SMALL CAP LP
CENTRAL INDEX KEY: 0001127428
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35628
FILM NUMBER: 23743956
BUSINESS ADDRESS:
STREET 1: 1924 SOUTH IRICA SUITE 1120
CITY: TULSA
STATE: OK
ZIP: 741046529
BUSINESS PHONE: 9187473411
MAIL ADDRESS:
STREET 1: 1924 SOUTH IRICA SUITE 1120
CITY: TULSA
STATE: OK
ZIP: 741046529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FROHLICH PHIL
CENTRAL INDEX KEY: 0001127429
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35628
FILM NUMBER: 23743953
MAIL ADDRESS:
STREET 1: 1924 SOUTH IRICA SUITE 1120
CITY: TULSA
STATE: OK
ZIP: 741046529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.
CENTRAL INDEX KEY: 0001166152
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35628
FILM NUMBER: 23743957
BUSINESS ADDRESS:
STREET 1: 1924 SOUTH UTICA
STREET 2: SUITE 1120
CITY: TULSA
STATE: OK
ZIP: 74104-6429
BUSINESS PHONE: 918-747-3412
MAIL ADDRESS:
STREET 1: 1924 SOUTH UTICA
STREET 2: SUITE 1120
CITY: TULSA
STATE: OK
ZIP: 74104-6429
FORMER NAME:
FORMER CONFORMED NAME: PRESCOTT GROUP CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20020128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP
CENTRAL INDEX KEY: 0001279880
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35628
FILM NUMBER: 23743954
MAIL ADDRESS:
STREET 1: 1924 S UTICA SUITE # 1120
CITY: TULSA
STATE: OK
ZIP: 74104-6529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP
CENTRAL INDEX KEY: 0001279882
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35628
FILM NUMBER: 23743955
MAIL ADDRESS:
STREET 1: 1924 S UTICA SUITE # 1120
CITY: TULSA
STATE: OK
ZIP: 74104-6529
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Performant Financial Corp
CENTRAL INDEX KEY: 0001550695
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380]
IRS NUMBER: 200484934
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 333 NORTH CANYONS PARKWAY
CITY: Livermore
STATE: CA
ZIP: 94551
BUSINESS PHONE: 925-960-4800
MAIL ADDRESS:
STREET 1: 333 NORTH CANYONS PARKWAY
CITY: Livermore
STATE: CA
ZIP: 94551
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-03-15
0
0001550695
Performant Financial Corp
PFMT
0001166152
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.
1924 SOUTH UTICA, SUITE 1120
TULSA
OK
74104
0
0
1
0
0001127428
PRESCOTT GROUP AGGRESSIVE SMALL CAP LP
1924 SOUTH UTICA, SUITE 1120
TULSA,
OK
74104
0
0
1
0
0001279882
PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP
1924 SOUTH UTICA, SUITE 1120
TULSA
OK
74104
0
0
1
0
0001279880
PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP
1924 SOUTH UTICA, SUITE 1120
TULSA
OK
74104
0
0
1
0
0001127429
FROHLICH PHIL
1924 SOUTH UTICA, SUITE 1120
TULSA
OK
74104
0
0
1
0
Common Stock, par value $0.0001 per share
2023-03-15
4
P
0
5635
2.85
A
15460339
I
See Footnote
Common Stock, par value $0.0001 per share
2023-03-16
4
P
0
2770
2.80
A
15463109
I
See Footnote
Common Stock, par value $0.0001 per share
2023-03-17
4
P
0
300182
2.66
A
15763291
I
See Footnote
The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, par value $0.0001 per share (the "Common Stock"), of Performant Financial Corporation (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership.
This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities.
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. Name: /s/ Phil Frohlich Title: Managing Member
2023-03-17
PRESCOTT GROUP AGGRESSIVE SMALL CAP, L.P. By: Prescott Group Capital Management, L.L.C., its general partner Name: /s/ Phil Frohlich Title: Managing Member
2023-03-17
PRESCOTT GROUP AGGRESSIVE SMALL CAP II, L.P. By: Prescott Group Capital Management, L.L.C., its general partner Name: /s/ Phil Frohlich Title: Managing Member
2023-03-17
PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND, G.P. By: Prescott Group Aggressive Small Cap, L.P., GP By: Prescott Group Aggressive Small Cap II, L.P., GP By: Prescott Group Capital Management, L.L.C., GP Name: /s/ Phil Frohlich Title: MM
2023-03-17
/s/ Phil Frohlich
2023-03-17