0000898432-12-000923.txt : 20120815 0000898432-12-000923.hdr.sgml : 20120815 20120815161449 ACCESSION NUMBER: 0000898432-12-000923 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120815 DATE AS OF CHANGE: 20120815 EFFECTIVENESS DATE: 20120815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEARL MUTUAL FUNDS CENTRAL INDEX KEY: 0001127352 IRS NUMBER: 420995191 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-10261 FILM NUMBER: 121037269 BUSINESS ADDRESS: STREET 1: 2610 PARK AVENUE STREET 2: P O BOX 209 CITY: MUSCATINE STATE: IA ZIP: 52761 BUSINESS PHONE: 3192648000 MAIL ADDRESS: STREET 1: 2610 PARK AVENUE STREET 2: P O BOX 209 CITY: MUSCATINE STATE: IA ZIP: 52761 0001127352 S000008567 Pearl Total Return Fund C000023484 Pearl Total Return Fund PFTRX 0001127352 S000008568 Pearl Aggressive Growth Fund C000023485 Pearl Aggressive Growth Fund PFAGX N-PX 1 n-px.htm n-px.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC  20549
 

 
FORM N-PX
 
ANNUAL  REPORT  OF PROXY  VOTING  RECORD  OF  REGISTERED  MANAGEMENT
INVESTMENT  COMPANY
 
Investment Company Act file number:  811-10261
 
Pearl Mutual Funds                                                                                                                                
(Exact name of registrant as specified in charter)
 
2610 Park Avenue, P.O. Box 209, Muscatine, Iowa, 52761                                                                                                                     
(Address of principal executive offices)
 
Richard R. Phillips, 2610 Park Avenue, PO Box 209, Muscatine, Iowa  52761
(Name and address of agent for service)
 
Registrant’s telephone number, including area code:  (563) 288-2773
 
Date of fiscal year end:   12/31
 
Date of reporting period: 07/01/11 – 06/30/12
 

 
 
 
Pearl Total Return Fund
 
PTRFX
PAGFX
NAME OF ISSUER (FUND NAME)
TICKER
CUSIP #
MEETING DATE
MATTER VOTED ON
PROPOSED BY ISSUER OR SECURITY HOLDER
FUND VOTE CAST
YES/NO
HOW FUND CAST ITS VOTE
VOTE CAST FOR OR AGAINST MANAGEMENT
Pearl Total Return Fund
Marshall Small Cap Growth Fund
MSGIX
572353522
10/6/2011
New investment advisory agreement.  Reclassification of funds fundamental investment limitation re selling short & buying on margin as non-fundamental.  Modification of fundamental investment limitation re issuing senior securities and borrowing money.  Reclassification of fundamental investment limitation re pledging assets as non-fundamental.  Modification of fundamental investment limitation regarding investing in commodities.
Issuer
Yes
In accordance  with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders.
In accordance with Section 12(d)(1)(F) of the Investment Company Act of 1940, voted shares in the same proportion as the vote of all other shareholders.
 
Pearl Aggressive Growth Fund

No proxies were received from July 1, 2011 to June 30, 2012.

 
 
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SIGNATURES
 
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
(Registrant):  Pearl Mutual Funds
 
 
 
By (Signature and Title):
/s/ Richard R. Phillips                  
 
Richard R. Phillips, President, Chief Executive Officer, Chief
Operating Officer, and Chief Financial Officer
   
By (Signature and Title):
/s/ David M. Stanley                 
 
David M. Stanley, Secretary
   

 
Date:   August 9, 2012
 
 
 
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