-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HPyb6ume/6nU0iyIsmOTwY/DWiJDSJFeWF8zoCbt5FXcxL5sLmx8Zex7HK8n3vEe mKAcH1r/zgP0DItg9+oQ9Q== 0000898432-09-001072.txt : 20090819 0000898432-09-001072.hdr.sgml : 20090819 20090819111017 ACCESSION NUMBER: 0000898432-09-001072 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090819 DATE AS OF CHANGE: 20090819 EFFECTIVENESS DATE: 20090819 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEARL MUTUAL FUNDS CENTRAL INDEX KEY: 0001127352 IRS NUMBER: 420995191 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-10261 FILM NUMBER: 091023153 BUSINESS ADDRESS: STREET 1: 2610 PARK AVENUE STREET 2: P O BOX 209 CITY: MUSCATINE STATE: IA ZIP: 52761 BUSINESS PHONE: 3192648000 MAIL ADDRESS: STREET 1: 2610 PARK AVENUE STREET 2: P O BOX 209 CITY: MUSCATINE STATE: IA ZIP: 52761 0001127352 S000008567 Pearl Total Return Fund C000023484 Pearl Total Return Fund PFTRX 0001127352 S000008568 Pearl Aggressive Growth Fund C000023485 Pearl Aggressive Growth Fund PFAGX N-PX 1 pearl-npx.htm

   

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

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FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number: 811-10261

Pearl Mutual Funds                
(Exact name of registrant as specified in charter)

2610 Park Avenue, P.O. Box 209, Muscatine, Iowa, 52761           

(Address of principal executive offices)     

Robert H. Solt, 2610 Park Avenue, P.O. Box 209, Muscatine, Iowa 52761

(Name and address of agent for service)

Registrant’s telephone number, including area code: (563) 288-2773

Date of fiscal year end:      12/31

Date of reporting period: 07/01/07 – 06/30/08



PTRFX
PAGFX


NAME OF
ISSUER

(FUND
NAME)


TICKER

CUSIP




MEETING

DATE


MATTER
VOTED ON


PROPOSED BY
ISSUER OR
SECURITY

HOLDER


FUND
VOTE 
CAST
YES/NO



HOW FUND

CAST ITS VOTE


VOTE CAST 
FOR 
OR AGAINST 

MANAGEMENT

Pearl Aggressive Growth Fund

US Global Eastern European Fund

EUROX

90330L402

9/23/2008

Reorganization of fund from MA business trust to DE statutory trust; approve new
distribution plan; approve new advisory
agreement; approve new subadvisory agreement,

approve change in concentration policy

Issuer

Yes

In accordance
with Section
12(d)(1)(F)
of the Investment
Company Act
of 1940, voted
shares in the
same proportion
as the vote of all other shareholders

In accordance
with Section
12(d)(1)(F)
of the Investment
Company Act
of 1940, voted
shares in the
same proportion
as the vote of all other shareholders

Pearl Aggressive Growth Fund

John Hancock Large Cap Equity Fund

JLVIX

41013P608

4/16/2009

Election of trustees; new form of advisory
agreement between Trust and John Hancock Advisers changing advisory fee rates or the level or quality of advisory services; approval of
amended and restated fundamental investment restrictions for the Funds; change Rule 12b-1 Plan for certain classes; approve a "manager of managers" structure; approve an amendment to modernize Trust's Declaration of Trust

Issuer

Yes

In accordance with Section
12(d)(1)(F)
of the Investment
Company Act
of 1940, voted
shares in the
same proportion
as the vote of all other shareholders

In accordance
with Section
12(d)(1)(F)
of the Investment
Company Act
of 1940, voted
shares in the
same proportion
as the vote of all other shareholders


PTRFX
PAGFX

NAME OF
ISSUER

(FUND
NAME)

TICKER

CUSIP

MEETING

DATE

MATTER
VOTED ON

PROPOSED BY
ISSUER OR
SECURITY

HOLDER

FUND
VOTE 
CAST
YES/NO

HOW FUND

CAST ITS VOTE

VOTE CAST 
FOR 
OR AGAINST 

MANAGEMENT

Pearl Aggressive Growth Fund

Vanguard Prime Money Market

VMMXX

922902601

7/2/2009

Election of trustees; approve updating and standardizing fundamental policies regarding
purchasing and selling real estate, issuing senior securities, borrowing money, making loans,
purchasing and selling commodities, concentrating investments in a particular
industry, elimination of outdated fundamental
policies not required by law. Shareholder proposal:
institute procedures to prevent holding invest-
ments that contribute to genocide or crimes

against humanity.

Issuer/Shareholder

Yes

In accordance with Section
12(d)(1)(F)
of the Investment
Company Act
of 1940, voted
shares in the
same proportion
as the vote of all other shareholders

In accordance
with Section
12(d)(1)(F)
of the Investment
Company Act
of 1940, voted
shares in the
same proportion
as the vote of all other shareholders


PTRFX
PAGFX

NAME OF
ISSUER

(FUND
NAME)

TICKER

CUSIP

MEETING

DATE

MATTER
VOTED ON

PROPOSED BY
ISSUER OR
SECURITY

HOLDER

FUND
VOTE 
CAST
YES/NO

HOW FUND

CAST ITS VOTE

VOTE CAST 
FOR 
OR AGAINST 

MANAGEMENT

Pearl Total Return Fund

John Hancock Balanced Fund

SVBIX

47803P807

4/16/2009

Election of trustees; new form of advisory
agreement between Trust and John Hancock
Advisers changing advisory fee rates or the
level or quality of advisory services; approval of
amended and restated fundamental investment
restrictions for the Funds; change Rule 12b-1 Plan
for certain classes; approve a "manager of
managers" structure; approve an amendment
to modernize Trust's Declaration of Trust

Issuer

Yes

In accordance with Section
12(d)(1)(F)
of the Investment
Company Act
of 1940, voted
shares in the
same proportion
as the vote of all other shareholders

In accordance
with Section
12(d)(1)(F)
of the Investment
Company Act
of 1940, voted
shares in the
same proportion
as the vote of all other shareholders




PTRFX
PAGFX

NAME OF
ISSUER

(FUND
NAME)

TICKER

CUSIP

MEETING

DATE

MATTER
VOTED ON

PROPOSED BY
ISSUER OR
SECURITY

HOLDER

FUND
VOTE 
CAST
YES/NO

HOW FUND

CAST ITS VOTE

VOTE CAST 
FOR 
OR AGAINST 

MANAGEMENT

Pearl Total Return Fund

John Hancock Large Cap Equity Fund

JLVIX

41013P608

4/16/2009

Election of trustees; new form of advisory
agreement between Trust and John Hancock
Advisers changing advisory fee rates or the
level or quality of advisory services; approval of
amended and restated fundamental investment
restrictions for the Funds; change Rule 12b-1 Plan
for certain classes; approve a "manager of
managers" structure; approve an amendment
to modernize Trust's Declaration of Trust

Issuer

Yes

In accordance with Section
12(d)(1)(F)
of the Investment
Company Act
of 1940, voted
shares in the
same proportion
as the vote of all other shareholders

In accordance
with Section
12(d)(1)(F)
of the Investment
Company Act
of 1940, voted
shares in the
same proportion
as the vote of all other shareholders




PTRFX
PAGFX

NAME OF
ISSUER

(FUND
NAME)

TICKER

CUSIP

MEETING

DATE

MATTER
VOTED ON

PROPOSED BY
ISSUER OR
SECURITY

HOLDER

FUND
VOTE 
CAST
YES/NO

HOW FUND

CAST ITS VOTE

VOTE CAST 
FOR 
OR AGAINST 

MANAGEMENT

Pearl Total Return Fund

Vanguard Prime Money Market

VMMXX

922902601

7/2/2009

Election of trustees; approve updating and
standardizing fundamental policies regarding
purchasing and selling real estate, issuing senior
securities, borrowing money, making loans,
purchasing and selling commodities,
concentrating investments in a particular
industry, elimination of outdated fundamental
policies not required by law. Shareholder proposal:
institute procedures to prevent holding invest-
ments that contribute to genocide or crimes
against humanity.

Issuer/Shareholder

Yes

In accordance with Section
12(d)(1)(F)
of the Investment
Company Act
of 1940, voted
shares in the
same proportion
as the vote of all other shareholders

In accordance
with Section
12(d)(1)(F)
of the Investment
Company Act
of 1940, voted
shares in the
same proportion
as the vote of all other shareholders


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant): Pearl Mutual Funds
 

By (Signature and Title):

 /s/ Robert H. Solt 
 

Robert H. Solt, President, Chief Executive Officer, Chief
Operating Officer, Chief Financial Officer and Treasurer
  

By (Signature and Title):     

 /s/ David M. Stanley 

 

David M. Stanley, Secretary
   

Date:

 08/19/2009  


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