0001209191-14-035114.txt : 20140519 0001209191-14-035114.hdr.sgml : 20140519 20140519163838 ACCESSION NUMBER: 0001209191-14-035114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140515 FILED AS OF DATE: 20140519 DATE AS OF CHANGE: 20140519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QLIK TECHNOLOGIES INC CENTRAL INDEX KEY: 0001305294 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 201643718 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 150 N. RADNOR CHESTER ROAD STREET 2: SUITE E220 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 888-828-9768 MAIL ADDRESS: STREET 1: 150 N. RADNOR CHESTER ROAD STREET 2: SUITE E220 CITY: RADNOR STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOPKINS DEBORAH C CENTRAL INDEX KEY: 0001127293 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34803 FILM NUMBER: 14855064 MAIL ADDRESS: STREET 1: 1007 MARKET ST CITY: WILMINGTON STATE: DE ZIP: 19898 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-05-15 0 0001305294 QLIK TECHNOLOGIES INC QLIK 0001127293 HOPKINS DEBORAH C C/O QLIK TECHNOLOGIES INC., 150 N. RADNOR CHESTER ROAD RADNOR PA 19087 1 0 0 0 Common Stock 2014-05-15 4 M 0 6100 0.00 A 19056 D Common Stock 2014-05-15 4 S 0 3050 20.7652 D 16006 D Restricted Stock Unit 2014-05-15 4 M 0 6100 0.00 D Common Stock 6100 0 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 29, 2013. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.76 to $20.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. The Reporting Person received an RSU grant on May 15, 2013, which vested 100% on May 15, 2014. Not applicable. /s/ Deborah C. Lofton, Attorney-in-Fact for Deborah C. Hopkins 2014-05-15