-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KWcnAzCSJyIrumesoEDmDG7SBiCL26XX1SIqLARJUxYmsfC9m/FKZ43DoggHQVjm H9T5S6b9xGIyXPNLy7sDeA== 0000950123-06-012221.txt : 20061002 0000950123-06-012221.hdr.sgml : 20061002 20061002132539 ACCESSION NUMBER: 0000950123-06-012221 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060929 FILED AS OF DATE: 20061002 DATE AS OF CHANGE: 20061002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIVENDI CENTRAL INDEX KEY: 0001127055 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-16301 FILM NUMBER: 061119812 BUSINESS ADDRESS: STREET 1: 42 AVENUE DE FRIEDLAND CITY: PARIS STATE: I0 ZIP: 75008 BUSINESS PHONE: 01133171711001 MAIL ADDRESS: STREET 1: 42 AVENUE DE FRIEDLAND CITY: PARIS STATE: I0 ZIP: 75008 FORMER COMPANY: FORMER CONFORMED NAME: VIVENDI UNIVERSAL DATE OF NAME CHANGE: 20001025 6-K 1 y25607e6vk.htm FORM 6-K 6-K
 

 
 
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16 OF THE
SECURITIES EXCHANGE ACT OF 1934
September 29, 2006
VIVENDI S.A.
42, avenue de Friedland
75008 Paris
France
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F þ   Form 40-F o
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes o              No þ
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):
Contents: Press Release.
This report on Form 6-K shall be incorporated by reference in the Registration Statement on Form F-3 (Registration No. 333-81578) as amended, filed by Vivendi S.A. under the Securities Act of 1933, to the extent not superseded by documents or reports subsequently filed by Vivendi S.A. under the Securities Act of 1933 or the Securities Exchange Act of 1934.
 
 

 


 

EXHIBIT LIST
     
Exhibit
  Description
 
   
99.1
  Press Release

 


 

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
     
 
  VIVENDI S.A.
 
   
 
   
 
  By: George E. Bushnell III     
 
  Name: George E. Bushnell III
 
  Title: Senior Vice President
 
   
Date: October 2, 2006
   

 

EX-99.1 2 y25607exv99w1.htm EX-99.1: PRESS RELEASE EX-99.1
 

PRESS RELEASE
For Immediate Release
Vivendi Exchangeco Inc. to Call Special Meeting of Holders of Exchangeable Shares to Consider Proposed Reorganization
TORONTO — September 29, 2006 - Vivendi Exchangeco Inc. (TSX: VUE) (Exchangeco) announced today that it will be convening a special meeting of the holders of its exchangeable shares to consider a reorganization to change the exchangeable shares into a new class of exchangeable shares.
Of the exchangeable shares issued in 2000 in connection with the creation of Exchangeco, 31,998,979 or 88% have already been exchanged at the request of holders, leaving only 4,316,085 or 12% outstanding. The new exchangeable shares would by their terms be redeemable at the option of Exchangeco prior to November 30, 2006 and would have a reduced notice period for redemption of at least 14 days. After November 30, 2006 the new exchangeable shares would be redeemable at the option of Exchangeco once fewer than 1,819,561 new exchangeable shares remain outstanding.
As an incentive for holders to vote in favour of the proposed reorganization, the consideration to be received upon a redemption of the new exchangeable shares on or prior to November 30, 2006, would be increased to include a cash payment in the amount of $1.42 (Canadian) per share. That payment would be in addition to the receipt of one ordinary share of Vivendi S.A. for each new exchangeable share redeemed as already provided for in the existing exchangeable share provisions. All other share provisions relating to the new exchangeable shares, including those relating to redemption in other circumstances, would be the same as those currently applicable to existing exchangeable shares.
If the proposed reorganization is approved at the special meeting, a notice of redemption will be sent to all holders of new exchangeable shares. At that time, holders of new exchangeable shares will be given the option to direct that some or all of their entitlement to ordinary shares of Vivendi S.A. be sold on the Euronext exchange in Paris, with the proceeds being forwarded to them. Vivendi S.A. will pay the brokerage fees incurred by holders in connection with such sale. The necessary instructions and direction forms will be included with the notice of redemption. Holders wishing to make such a sale will be required to submit their direction form and current exchangeable share certificates by no later than 12:00 noon (Eastern Standard Time) on the third business day before the effective date of redemption.

 


 

-2-
Approval of the proposed reorganization will be subject to the affirmative vote of not less than 662/3% of the votes cast by holders of exchangeable shares who are present in person or represented by proxy at the special meeting. The largest holder of exchangeable shares, 3774074 Canada Inc., which owns approximately 23% of the outstanding exchangeable shares, has agreed to vote in favour of the proposed reorganization.
The special meeting will be held on Wednesday, November 1, 2006 at 9:00 a.m. (Eastern Standard Time) at 199 Bay Street, Suite 2300, Commerce Court West, Toronto. Exchangeco has fixed Monday, October 2, 2006 as the record date for determining the holders of exchangeable shares entitled to notice of and to vote at the special meeting.
Further details regarding this and all other matters to be considered at the special meeting will be provided in a management information circular to be sent to all holders of exchangeable shares in advance of the meeting.
CONTACTS:

Media

New York

Flavie Lemarchand-Wood
+(1) 212.572.1118

Paris

Antoine Lefort
+33 (0) 1 71 71 11 80
Agnès Vétillart
+33 (0) 1 71 71 30 82
Alain Delrieu
+33 (0) 1 71 71 10 86
  Investor Relations

CIBC Mellon Trust Company
+(1) 800.387.0825 (toll-free)

Georgeson Shareholder Communications, Inc.
+(1) 866.904.6151 (toll-free) or 416.642.7090

New York

Eileen McLaughlin
+(1) 212.572.1334

Paris

Daniel Scolan
+33 (0) 171 71 32 91
Laurence Daniel
+33 (0) 171 71 12 33
Edouard Lassalle
+33 (0) 171 71 30 45

 

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