0001209191-17-026725.txt : 20170412
0001209191-17-026725.hdr.sgml : 20170412
20170412182539
ACCESSION NUMBER: 0001209191-17-026725
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170412
FILED AS OF DATE: 20170412
DATE AS OF CHANGE: 20170412
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tocagen Inc
CENTRAL INDEX KEY: 0001419041
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 261243872
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3030 BUNKER HILL STREET, SUITE 230
CITY: SAN DIEGO
STATE: CA
ZIP: 92109
BUSINESS PHONE: (858) 412-8400
MAIL ADDRESS:
STREET 1: 3030 BUNKER HILL STREET, SUITE 230
CITY: SAN DIEGO
STATE: CA
ZIP: 92109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DARCY THOMAS E
CENTRAL INDEX KEY: 0001126910
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38052
FILM NUMBER: 17758880
MAIL ADDRESS:
STREET 1: C/O SCIENCE APPLICATIONS INTL CORP
STREET 2: 10260 CAMPUS POINT DR.
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2017-04-12
0
0001419041
Tocagen Inc
TOCA
0001126910
DARCY THOMAS E
C/O TOCAGEN INC.
3030 BUNKER HILL, STE. 230
SAN DIEGO
CA
92109
1
1
0
0
Executive Vice President
Common Stock
369565
I
By Thomas Eric Darcy and Janet E. Darcy, Trustees of the Darcy Family Trust dated September 21, 2001
Employee Stock Option (right to buy)
3.94
2023-03-13
Common Stock
66666
D
Employee Stock Option (right to buy)
14.98
2026-06-09
Common Stock
16666
D
The stock option is fully vested.
1/4th of the shares vest one year after 4/1/2016; 1/48th of the shares vest monthly thereafter over the next 3 years.
/s/ Thomas E. Darcy
2017-04-12
EX-24.3_718091
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes and appoints
each of Martin J. Duvall, Mark Foletta and Zarah Menta of Tocagen Inc. (the
"Company"), signing individually, the undersigned's true and lawful attorney-in
fact and agent to:
(1) execute for and on behalf of the undersigned, an officer, director or holder
of 10% of more of a registered class of securities of the Company, Forms 3, 4
and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934,
as amended (the "Exchange Act") and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the undersigned that
may be necessary or desirable to complete and execute such Form 3, 4 or 5,
complete and execute any amendment or amendments thereto, and timely file such
forms or amendments with the United States Securities and Exchange Commission
and any stock exchange or similar authority; and
(3) take any other action of any nature whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit, in
the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to such attorney-in-fact full power and authority
to do and perform any and every act and thing whatsoever requisite, necessary,
or proper to be done in the exercise of any of the rights and powers herein
granted, as fully to all intents and purposes as the undersigned might or could
do if personally present, with full power of substitution or revocation, hereby
ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorney-in-fact, in
serving in such capacity at the request of the undersigned, is not assuming, nor
is the Company assuming, any of the undersigned's responsibilities to comply
with Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until the earliest
to occur of (a) the undersigned is no longer required to file Forms 3, 4 and 5
with respect to the undersigned's holdings of and transactions in securities
issued by the Company, (b) revocation by the undersigned in a signed writing
delivered to the foregoing attorney-in-fact or (c) until such attorney-in-fact
shall no longer be employed by the Company.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 10th day of April, 2017.
/s/ Thomas E. Darcy
THOMAS E. DARCY