0001062993-22-021393.txt : 20221101 0001062993-22-021393.hdr.sgml : 20221101 20221101200029 ACCESSION NUMBER: 0001062993-22-021393 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221031 FILED AS OF DATE: 20221101 DATE AS OF CHANGE: 20221101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Le Kim CENTRAL INDEX KEY: 0001829367 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33387 FILM NUMBER: 221351997 MAIL ADDRESS: STREET 1: 1608 PALA RANCH CIRCLE CITY: SAN JOSE STATE: CA ZIP: 95133 FORMER NAME: FORMER CONFORMED NAME: Le Kim-Uyen DATE OF NAME CHANGE: 20201021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GSI TECHNOLOGY INC CENTRAL INDEX KEY: 0001126741 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770398779 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1213 ELKO DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 483319802 MAIL ADDRESS: STREET 1: 1213 ELKO DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-10-31 0001126741 GSI TECHNOLOGY INC GSIT 0001829367 Le Kim C/O GSI TECHNOLOGY, INC. 1213 ELKO DRIVE SUNNYVALE CA 94089 1 0 0 0 Stock Option (right to buy) 1.87 2022-10-31 4 A 0 32085 0 D 2023-08-15 2032-10-31 Common Stock 32085 32085 D Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2023. Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2023. /s/ Douglas Schirle, Attorney-in-Fact 2022-11-01