20-F/A 1 eps1873.txt INFICON HOLDING AG UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Amendment No. 1 |_| REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR |X| ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR |_| TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-30980 INFICON Holding AG (Exact name of Registrant as specified in its charter) INFICON Holding Inc. (Translation of Registrant's name into English) Switzerland (Jurisdiction of incorporation or organization) INFICON Inc. Two Technology Place East Syracuse, New York 13057 (Address of principal executive offices) Securities registered or to be registered pursuant to Section 12(b) of the Act. None ------------------ Securities registered or to be registered pursuant to Section 12(g) of the Act. TITLE OF EACH CLASS: NAME OF EACH EXCHANGE ON WHICH REGISTERED: INFICON Holding AG shares with a par value of The SWX Swiss CHF 10 each Exchange ------------------ Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act. ------------------ None (Title of class) Indicate the number of outstanding shares of each of the issuer's classes of capital or common stock as of the close of the period covered by the annual report. 2,315,900 shares Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes |X| No |_| Not applicable. Indicate by check mark which financial statement item the registrant has elected to follow: Item 17 |_| Item 18 |X| 2 EXPLANATORY NOTE INFICON Holding AG (the "Company") hereby amends Items 15 and 19 of its Annual Report on Form 20-F for the year ended December 31, 2004 filed with the Securities and Exchange Commission on March 18, 2005. This Amendment does not amend, update or restate any other items or sections of said Annual Report. Item 15 is amended in its entirety to read as follows: Item 15. Controls and Procedures Conclusion Regarding the Effectiveness of Disclosure Controls and Procedures As of the end of the period covered by this report on Form 20-F, the Company carried out an evaluation of the effectiveness of the design and operation of its disclosure controls and procedures as defined in Rule 13a-15(e) under the Securities Exchange Act of 1934. Based on the evaluation of these controls and procedures required by paragraph (b) of Rule 13a-15, the Company's Chief Executive Officer and Chief Financial Officer concluded that its disclosure controls and procedures are effective as of the end of the period covered by this annual report to provide reasonable assurance that information required to be disclosed in filings and submissions under the Exchange Act is recorded, processed, summarized, and reported within the time periods specified in the SEC's rules and forms. Changes in Internal Control over Financial Reporting There was no change in the Company's internal control over financial reporting (as defined in Rule 13a-15(f) under the Securities Exchange Act of 1934) that occurred during the year ended December 31, 2004 that has materially affected, or is reasonably likely to materially affect, the Company's internal control over financial reporting. Item 19. Exhibits Exhibits 31.1 and 31.2 are amended by adding the certifications of the Chief Executive Officer and Chief Financial Officer, attached as Exhibits 31.1 and 31.2 hereto. 3 SIGNATURES The registrant hereby certifies that it meets all of the requirements for filing on Form 20-F and that it has duly caused and authorized the undersigned to sign this Amended Annual Report on Form 20-F on its behalf. INFICON Holding AG Date: July 26, 2005 /s/ Lukas Winkler ------------------------ Name: Lukas Winkler Title: President and Chief Executive Officer Date: July 26, 2005 /s/ Peter G. Maier ------------------------ Name: Peter G. Maier Title: Vice-President and Chief Financial Officer 4