-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FXWGtYFFfYXC3xUc08rgU62N16u1phQza5iTBK+hwoP/PKQ6b8xdB17ey4AaZSdQ WM2PGZ7IktlJ+2tbuWQYDQ== 0001144204-04-020168.txt : 20041122 0001144204-04-020168.hdr.sgml : 20041122 20041122172740 ACCESSION NUMBER: 0001144204-04-020168 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20041112 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20041122 DATE AS OF CHANGE: 20041122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BLUEBOOK INTERNATIONAL HOLDING CO CENTRAL INDEX KEY: 0001126577 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 980125787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1104 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-31008 FILM NUMBER: 041161750 BUSINESS ADDRESS: STREET 1: 21098 BAKE PARKWAY STREET 2: SUITE 100 CITY: LAKE FOREST STATE: CA ZIP: 92630 BUSINESS PHONE: 7147313389 MAIL ADDRESS: STREET 1: 21098 BAKE PARKWAY STREET 2: SUITE 100 CITY: LAKE FOREST STATE: CA ZIP: 92630 FORMER COMPANY: FORMER CONFORMED NAME: GAMA COMPUTER CORP DATE OF NAME CHANGE: 20001018 8-K 1 v09186_8k.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 November 17, 2004 Date of Report (Date of earliest event reported) THE BLUEBOOK INTERNATIONAL HOLDING COMPANY (Exact name of registrant as specified in its charter) Delaware 1-16187 98-0125787 (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No.) 21098 Bake Parkway, Suite 100, Lake Forest, California 92630-2163 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (949) 470-9535 ITEM 1.01 ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT The Company entered into a Securities Purchase Agreement (the "Securities Purchase Agreement") between the Company and the accredited investors party thereto. The Securities Purchase Agreement provides for the purchase and sale of an aggregate amount of 2,131,033 shares of Common Stock of the Company at a price of $1.05 per share and warrants to purchase an aggregate of 426,206 shares of Common Stock for an aggregate consideration of $2,237,585. The warrants have a term of five years and an exercise price of $1.31 per share. The transactions contemplated by the Securities Purchase Agreement closed on November 19, 2004. In connection with the Securities Purchase Agreement, the Company and the investors entered into a Registration Rights Agreement, dated as of November 17, 2004 (the "Registration Rights Agreement"), pursuant to which Company has agreed to file a registration statement (the "Registration Statement") covering the resale of the securities issued pursuant to the Securities Purchase Agreement. Also in connection with the Securities Purchase Agreement, the Company entered into a Lock-Up Agreement with certain of its stockholders, dated as of November 17, 2004, pursuant to which such stockholders have agreed not to sell or dispose of Company securities owned by them for a period of 90 trading days following 2 the date on which the registration statement is declared effective by the Securities and Exchange Commission (the "SEC"). Copies of the Securities Purchase Agreement, the form of warrant issued pursuant to the Securities Purchase Agreement, the Registration Rights Agreement and the Lock-Up Agreement are attached as exhibits to this report. Also attached as an exhibit is the press release issued by the Company on November 22, 2004 regarding these transactions. ITEM 3.02 UNREGISTERED SALES OF EQUITY SECURITIES In September 2004 the Company issued a total of 57,775 shares of Common Stock to certain creditors of the Company in settlement of debts totaling $87,100. The Company also issued 10,000 shares of common stock as partial payment of a loan to a related party. As reported in the Company's Current Report on Form 8-K dated October 20, 2004, the Company has issued 2,733,333 shares of Common Stock on conversion of the Company's outstanding 2,050 shares of Series B Convertible Preferred Stock and has issued 1,387,883 shares of Common Stock in settlement of debts of the Company totaling $1,040,874. As described in Item 1.01 above, on November 19, 2004 the Company issued to accredited investors, pursuant to the Securities Purchase Agreement, 2,131,033 shares of Common Stock of the Company and warrants to purchase an aggregate of 426,206 shares of Common Stock for an aggregate consideration of $2,237,585. In addition, the Company issued a warrant to purchase 170,483 shares of Common Stock to the placement agent for the transactions contemplated by the Securities Purchase Agreement. The warrant has a term of five years and an exercise price of $1.15 per share. In November 2004 the Company issued a total of 417,963 shares of Common Stock to a creditor of the Company in settlement of debts totaling $438,860.96 pursuant to a Convertible Promissory Note issued by the Company in August 2004 and issued a total of 306,667 shares of Common Stock to a consultant to the Company for consulting services rendered. The Common Stock and Warrants were issued in reliance upon (i) the exemptions from registration provided by section 4(2) of the Securities Act of 1933 and Regulation D promulgated there under as the securities were offering in a private transactions which did not involve any public offering and (ii) the exemption from registration provided by Regulation S as the purchaser was not a U.S. Person as that term is defined in Regulation S. Attached as an exhibit is the press release issued by the Company on November 22, 2004 regarding these transactions. ITEM 5.03 AMENDMENTS TO ARTICLES OF INCORPORATION OR BYLAWS; CHANGE IN FISCALYEAR On November 17, 2004, the Company's certificate of incorporation was amended to increase the authorized capital stock of the Company to 150,000,000 shares of common stock and to effect a one-for-twenty reverse stock split of the outstanding Common Stock. All Common Stock references herein have been adjusted to reflect the stock split. Also on November 17, 2004, the Company's Certificate of Designation for its Series B Convertible Preferred Stock was amended to correct the inconsistency between the Certificate of Designation for the Preferred Stock, limits the amount of Common Stock which may be converted at any 3 time for a particular holder of Preferred Stock to 4.9% of the Company's issued and outstanding Common Stock, and the subscription agreement pursuant to which the Preferred Stock was issued, which waives this provision in cases where the holder already holds in excess of 4.9% of our issued and outstanding Common Stock. Both amendments were effected on the terms set forth on the Company's Definitive Information Statement on Schedule 14C filed with the SEC on October 25, 2004. Attached as an exhibit is the press release issued by the Company on November 22, 2004 regarding these amendments. ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS (c) Exhibits The following exhibits are filed with this report: (1) Securities Purchase Agreement, dated as of November 12, 2004, between the Company and the investors party thereto (2) Form of Warrant (3) Registration Rights Agreement, dated as of November 17, 2004, between the Company and the investors party thereto (4) Lock-Up Agreement, dated as of November 17, 2004, between the Company and certain of its stockholders (5) Press Release of the Company issued on November 22, 2004 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: November 22, 2004 THE BLUEBOOK INTERNATIONAL HOLDING COMPANY By: /s/ Mark A. Josipovich Mark A. Josipovich President and Chief Executive Officer EX-5 2 v09186_ex5.txt Exhibit 5 BLUEBOOK INTERNATIONAL HOLDING COMPANY CLOSES $2.2 MILLION PRIVATE PLACEMENT OF COMMON STOCK Monday November 22, 12:04 pm ET LAKE FOREST, Calif., Nov. 22 /PRNewswire-FirstCall/ -- The Bluebook International Holding Company (OTC Bulletin Board: BBKH - News), a provider of software solutions and information services for the insurance and related service industries, ---- ---- announces that it has completed its $2.2 million private placement announced November 15, 2004 and its reorganization announced October 20, 2004. All common share figures herein have been adjusted to effect the one for twenty reverse stock split effected November 17, 2004. As a result of the reverse stock split the Company's symbol was changed, effective at the start of trading on November 17, 2004 to BBKH. Pursuant to the private placement, the Company issued approximately 2.13 million shares of common stock at $1.05 and warrants to purchase approximately 426,000 shares of common stock at $1.31 per share in a private placement with institutional investors. Roth Capital Partners, LLC acted as placement agent in the transaction. Pursuant to the reorganization, the Company settled debts totaling approximately $1.81 million through the issuance of approximately 2.19 million shares of common stock and issued approximately 2.73 million shares of common stock on the conversion of all of the Company's outstanding Series B Preferred Stock. There are approximately 8.76 million basic shares outstanding and 9.36 million fully diluted shares. Mark Josipovich, Bluebook International CEO stated, "This is a significant milestone for the Company. With our improved balance sheet and new working capital, we are now positioned to execute our business plan by expanding our sales channels and leveraging our proprietary technology." The private placement is being made only to accredited investors in a transaction exempt from the registration requirements of the Securities Act of 1933, as amended (the "Securities Act"). The shares of common stock being issued have not been registered under the Securities Act, or any state securities laws and, unless so registered, may not be offered or sold in the United States absent registration or an applicable exemption from the registration requirements of the Securities Act and applicable state securities laws. This press release does not constitute an offer to sell, or the solicitation of an offer to buy, any securities, nor shall there be any sale of the securities in any jurisdiction in which such offering would be unlawful. About The Bluebook International Holding Company The Bluebook International Holding Company (OTC Bulletin Board: BBKH - News) is a leading data, software and services provider to the Property and Casualty insurance industry. The Bluebook's products serve the underwriting and claims process with highly scalable and accessible software solutions built on Bluebook's industry utilized standards, pricing and best practices. Bluebook's international property repair and replacement data combined with standards in technology are providing significant enhancements in workflow and reducing costs. 4 Cautionary Statement This release contains forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended. As such, final results could differ from estimates or expectations due to risks and uncertainties, including but not limited to: incomplete or preliminary information; changes in government regulations and policies; continued acceptance of the Company's products and services in the marketplace; competitive factors; technological changes; the Company's dependence upon third-party suppliers; intellectual property rights and other risks. For any of these factors, the Company claims the protection of the safe harbor for forward-looking statements contained in the Private Securities Litigation Reform Act of 1995, as amended. Web site: http://www.bluebook.net/ Contact: Liolios Group Inc. Scott Liolios 2431 W. Coast Highway #202 Newport Beach, CA 92663 949-574-3860 scott@liolios.com -----END PRIVACY-ENHANCED MESSAGE-----