0001950047-23-000052.txt : 20230321 0001950047-23-000052.hdr.sgml : 20230321 20230321162426 ACCESSION NUMBER: 0001950047-23-000052 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230321 DATE AS OF CHANGE: 20230321 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 23750010 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Halter Patrick Gregory CENTRAL INDEX KEY: 0001579709 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 801 GRAND AVENUE STREET 2: G24-E30 CITY: DES MOINES STATE: IA ZIP: 50392 144 1 primary_doc.xml 144 0001579709 XXXXXXXX LIVE 0001126328 PRINCIPAL FINL GROUP INC 001-16725 711 High Street Des Moines IA 50392 5152475111 Patrick Halter Officer COMMON Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Fl. New York NY 10004

55650 4059111.00 243104123 03/21/2023 NASDAQ Common 03/21/2023 Exercise of Stock Options Issuer N 55650 03/21/2023 Cash N 10b5-1 Sales for PATRICK HALTER

711 High Street Des Moines IA 50392

Common 03/14/2023 1159 86987.01 03/21/2023 02/10/2023 /S/ Patrick Halter