0001126328-21-000115.txt : 20210309 0001126328-21-000115.hdr.sgml : 20210309 20210309184115 ACCESSION NUMBER: 0001126328-21-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210305 FILED AS OF DATE: 20210309 DATE AS OF CHANGE: 20210309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Valdes Luis E. CENTRAL INDEX KEY: 0001543399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 21727445 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-03-05 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001543399 Valdes Luis E. 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Pres - Int'l Asset Mgmt&Accum Common Stock 64062 D Employee Stock Option (Right to Buy) 58.68 2021-03-05 4 A 0 54990 0 A 2031-03-05 Common Stock 54990 54990 D The option vests in three equal annual installments beginning March 5, 2022. Alex P. Montz, by Power of Attorney 2021-03-09