0001126328-21-000111.txt : 20210309 0001126328-21-000111.hdr.sgml : 20210309 20210309183302 ACCESSION NUMBER: 0001126328-21-000111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210305 FILED AS OF DATE: 20210309 DATE AS OF CHANGE: 20210309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schaaf Renee V. CENTRAL INDEX KEY: 0001770198 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 21727327 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-03-05 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001770198 Schaaf Renee V. 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 President - RIS Common Stock 2021-03-05 4 F 0 866 56.58 D 23689 D Common Stock 506 I By 401(k) Plan Common Stock 22 I By Spouse Employee Stock Option (Right to Buy) 58.68 2021-03-05 4 A 0 42380 0 A 2031-03-05 Common Stock 42380 42380 D Settlement of performance-based restricted stock units granted February 26, 2018. Includes 1,980 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. The option vests in three equal annual installments beginning March 5, 2022. Alex P. Montz, by Power of Attorney 2021-03-09