0001126328-21-000109.txt : 20210309 0001126328-21-000109.hdr.sgml : 20210309 20210309183041 ACCESSION NUMBER: 0001126328-21-000109 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210305 FILED AS OF DATE: 20210309 DATE AS OF CHANGE: 20210309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LITTLEFIELD CHRISTOPHER J CENTRAL INDEX KEY: 0001180573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 21727315 MAIL ADDRESS: STREET 1: TWO RUAN CENTER STREET 2: 601 LOCUST STREET, 14TH FLOOR CITY: DES MOINES STATE: IA ZIP: 50309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-03-05 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001180573 LITTLEFIELD CHRISTOPHER J 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 EVP, General Counsel Common Stock 11 I By Trust Employee Stock Options (Right to Buy) 58.68 2020-12-21 4 A 0 31550 0 A 2031-03-05 Common Stock 31550 31550 D Held in a revocable trust. The option vests in three equal annual installments beginning March 5, 2022. Alex P. Montz 2021-03-09