0001126328-21-000108.txt : 20210309 0001126328-21-000108.hdr.sgml : 20210309 20210309182942 ACCESSION NUMBER: 0001126328-21-000108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210305 FILED AS OF DATE: 20210309 DATE AS OF CHANGE: 20210309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kay Kathleen B CENTRAL INDEX KEY: 0001751660 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 21727309 MAIL ADDRESS: STREET 1: 77 BEALE ST. STREET 2: P.O. BOX 770000 CITY: SAN FRANCISCO STATE: CA ZIP: 94177 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-03-05 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001751660 Kay Kathleen B 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Chief Information Officer Common Stock 2021-03-05 4 A 0 3221 0 A 3819 D Employee Stock Option (Right to Buy) 58.68 2021-03-05 4 A 0 24125 0 A 2031-03-05 Common Stock 24125 24125 D Grant of restricted stock units The option vests in three equal annual installments beginning March 5, 2022. Alex P. Montz, by Power of Attorney 2021-03-09