0001126328-20-000186.txt : 20200929
0001126328-20-000186.hdr.sgml : 20200929
20200929162303
ACCESSION NUMBER: 0001126328-20-000186
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200925
FILED AS OF DATE: 20200929
DATE AS OF CHANGE: 20200929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOCHSCHILD ROGER C
CENTRAL INDEX KEY: 0001183833
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 201209099
MAIL ADDRESS:
STREET 1: 2500 LAKE COOK ROAD
CITY: RIVERWOODS
STATE: IL
ZIP: 60015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-09-25
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001183833
HOCHSCHILD ROGER C
711 HIGH STREET
DES MOINES
IA
50392
1
0
0
0
Common Stock
2020-09-25
4
A
0
294
0
A
20579
D
Phantom Stock Units
2020-09-25
4
A
0
200
38.63
A
Common Stock
200
14031
D
Grant of restricted stock units.
The units convert to common stock on a one-for-one basis.
The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.
Alex P. Montz, by Power of Attorney
2020-09-29