0001126328-20-000093.txt : 20200305 0001126328-20-000093.hdr.sgml : 20200305 20200305163512 ACCESSION NUMBER: 0001126328-20-000093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200303 FILED AS OF DATE: 20200305 DATE AS OF CHANGE: 20200305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRABLE-SOETHOUT DEANNA D CENTRAL INDEX KEY: 0001278726 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 20691293 MAIL ADDRESS: STREET 1: C/O PRINCIPAL FINANCIAL GROUP STREET 2: 711 HIGH ST. CITY: DES MOINES STATE: IA ZIP: 50392 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-03-03 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001278726 STRABLE-SOETHOUT DEANNA D 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 EVP & Chief Financial Officer Common Stock 2020-03-03 4 S 0 3099 45.17 D 80510 D Common Stock 2020-03-03 4 S 0 4051 46.06 D 76459 D Common Stock 2020-03-03 4 S 0 1116 46.95 D 75343 D Common Stock 2020-03-03 4 S 0 846 45.13 D 48888 I By Spouse Common Stock 2020-03-03 4 S 0 1100 46.02 D 47788 I By Spouse Common Stock 2020-03-03 4 S 0 350 46.88 D 47438 I By Spouse The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2019. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 24, 2019. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.65 - $45.60, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5), (6), (7) and (8) of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.67 - $46.64, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.70 - $47.35, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.61 - $45.52, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.65 - $46.60, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.69 - $47.15, inclusive. Alex P. Montz, by Power of Attorney 2020-03-05