0001126328-20-000082.txt : 20200226 0001126328-20-000082.hdr.sgml : 20200226 20200226172413 ACCESSION NUMBER: 0001126328-20-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200224 FILED AS OF DATE: 20200226 DATE AS OF CHANGE: 20200226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schaaf Renee V. CENTRAL INDEX KEY: 0001770198 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 20657254 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-02-24 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001770198 Schaaf Renee V. 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 President - RIS Common Stock 2020-02-24 4 A 0 1287 0 A 23502 D Common Stock 479 I By 401(k) Plan Common Stock 22 I By Spouse Employee Stock Options (Right to Buy) 51.73 2020-02-24 4 A 0 64185 0 A 2030-02-24 Common Stock 64185 64185 D Settlement of performance-based restricted stock units granted February 27, 2017. Includes 1,416 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. The option vests in three equal annual installments beginning February 24, 2021. Alex P. Montz, by Power of Attorney 2020-02-26