0001126328-19-000192.txt : 20190702 0001126328-19-000192.hdr.sgml : 20190702 20190702182231 ACCESSION NUMBER: 0001126328-19-000192 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190628 FILED AS OF DATE: 20190702 DATE AS OF CHANGE: 20190702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAWLER JULIA M CENTRAL INDEX KEY: 0001213419 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 19939427 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-06-28 1 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001213419 LAWLER JULIA M 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 EVP & Chief Risk Officer Common Stock 2019-06-28 4 A 0 113 0 A 58602 D Common Stock 2019-07-01 4 S 0 1000 58.54 D 57602 D Common Stock 1302 I By 401(k) Plan Phantom Stock Units 2019-06-28 4 A 0 49.1 57.92 A Common Stock 49.1 5320.4 D Grant of restricted stock units. Includes 569 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. The units convert to common stock on a one-for-one basis. Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Patrick A. Kirchner, by Power of Attorney 2019-07-02