0001126328-19-000192.txt : 20190702
0001126328-19-000192.hdr.sgml : 20190702
20190702182231
ACCESSION NUMBER: 0001126328-19-000192
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190628
FILED AS OF DATE: 20190702
DATE AS OF CHANGE: 20190702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAWLER JULIA M
CENTRAL INDEX KEY: 0001213419
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 19939427
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-06-28
1
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001213419
LAWLER JULIA M
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
EVP & Chief Risk Officer
Common Stock
2019-06-28
4
A
0
113
0
A
58602
D
Common Stock
2019-07-01
4
S
0
1000
58.54
D
57602
D
Common Stock
1302
I
By 401(k) Plan
Phantom Stock Units
2019-06-28
4
A
0
49.1
57.92
A
Common Stock
49.1
5320.4
D
Grant of restricted stock units.
Includes 569 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018.
The units convert to common stock on a one-for-one basis.
Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service.
Patrick A. Kirchner, by Power of Attorney
2019-07-02