0001126328-19-000117.txt : 20190402 0001126328-19-000117.hdr.sgml : 20190402 20190402170652 ACCESSION NUMBER: 0001126328-19-000117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190329 FILED AS OF DATE: 20190402 DATE AS OF CHANGE: 20190402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOCHSCHILD ROGER C CENTRAL INDEX KEY: 0001183833 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 19726078 MAIL ADDRESS: STREET 1: 2500 LAKE COOK ROAD CITY: RIVERWOODS STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-03-29 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001183833 HOCHSCHILD ROGER C 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Common Stock 2019-03-29 4 A 0 124 0 A 11656 D Phantom Stock Units 2019-03-29 4 A 0 103.1 50.19 A Common Stock 103.1 9682.6 D Grant of restricted stock units. The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Patrick A. Kirchner, by Power of Attorney 2019-04-02