0001126328-18-000268.txt : 20181009 0001126328-18-000268.hdr.sgml : 20181009 20181009155658 ACCESSION NUMBER: 0001126328-18-000268 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181005 FILED AS OF DATE: 20181009 DATE AS OF CHANGE: 20181009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Friedrich Amy Christine CENTRAL INDEX KEY: 0001707433 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 181113621 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-10-05 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001707433 Friedrich Amy Christine 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 President - USIS Common Stock 2018-10-05 4 M 0 1700 11.07 A 26594 D Common Stock 2018-10-05 4 S 0 1700 61.00 D 24894 D Common Stock 2088 I By 401(k) Plan Employee Stock Option (Right to Buy) 11.07 2018-10-05 4 M 0 1700 0 D 2012-02-24 2019-02-24 Common Stock 1700 0 D Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2018. Includes 5,002 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Patrick A. Kirchner, by Power of Attorney 2018-10-09