0001126328-18-000180.txt : 20180608
0001126328-18-000180.hdr.sgml : 20180608
20180608163457
ACCESSION NUMBER: 0001126328-18-000180
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180606
FILED AS OF DATE: 20180608
DATE AS OF CHANGE: 20180608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAN MICHAEL T
CENTRAL INDEX KEY: 0001246392
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 18889938
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-06-06
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001246392
DAN MICHAEL T
711 HIGH STREET
DES MOINES
IA
50392
1
0
0
0
Phantom Stock Units
2018-06-06
4
A
0
439.3
56.91
A
Common Stock
439.3
8072
D
The units convert to common stock on a one-for-one basis.
The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement.
Since the date of the reporting person's last ownership report, he transferred 7,633 phantom stock units and 19,826 shares of Princpal Financial Group, Inc. common stock to his ex-wife pursuant to a domestic relations order. The reporting person's ex-wife likewise transferred 5,000 shares of common stock to the reporting person pursuant to the same order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.
Patrick A. Kirchner, by Power of Attorney
2018-06-08