0001126328-18-000180.txt : 20180608 0001126328-18-000180.hdr.sgml : 20180608 20180608163457 ACCESSION NUMBER: 0001126328-18-000180 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180606 FILED AS OF DATE: 20180608 DATE AS OF CHANGE: 20180608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAN MICHAEL T CENTRAL INDEX KEY: 0001246392 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 18889938 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-06-06 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001246392 DAN MICHAEL T 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Phantom Stock Units 2018-06-06 4 A 0 439.3 56.91 A Common Stock 439.3 8072 D The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Since the date of the reporting person's last ownership report, he transferred 7,633 phantom stock units and 19,826 shares of Princpal Financial Group, Inc. common stock to his ex-wife pursuant to a domestic relations order. The reporting person's ex-wife likewise transferred 5,000 shares of common stock to the reporting person pursuant to the same order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Patrick A. Kirchner, by Power of Attorney 2018-06-08