0001126328-18-000109.txt : 20180228 0001126328-18-000109.hdr.sgml : 20180228 20180228171449 ACCESSION NUMBER: 0001126328-18-000109 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180226 FILED AS OF DATE: 20180228 DATE AS OF CHANGE: 20180228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRABLE-SOETHOUT DEANNA D CENTRAL INDEX KEY: 0001278726 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 18652568 MAIL ADDRESS: STREET 1: C/O PRINCIPAL FINANCIAL GROUP STREET 2: 711 HIGH ST. CITY: DES MOINES STATE: IA ZIP: 50392 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-26 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001278726 STRABLE-SOETHOUT DEANNA D 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 EVP & Chief Financial Officer Common Stock 2018-02-26 4 A 0 6604 0 A 60534 D Common Stock 655 I By 401(k) Plan Common Stock 2018-02-26 4 A 0 3177 0 A 42581 I By Spouse Employee Stock Option (Right to Buy) 63.98 2018-02-26 4 A 0 55140 0 A 2018-02-26 Common Stock 55140 55140 D Settlement of performance-based restricted stock units granted February 23, 2015. Includes 1,477 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Grant of restricted stock units. The option vests in three equal annual installments beginning February 26, 2019. Patrick A. Kirchner, by Power of Attorney 2018-02-28