0001126328-18-000102.txt : 20180228 0001126328-18-000102.hdr.sgml : 20180228 20180228171037 ACCESSION NUMBER: 0001126328-18-000102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180226 FILED AS OF DATE: 20180228 DATE AS OF CHANGE: 20180228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Everett Nora Mary CENTRAL INDEX KEY: 0001636094 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 18652467 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-26 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001636094 Everett Nora Mary 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 President - RIS Common Stock 2018-02-26 4 A 0 6601 0 A 36004 D Employee Stock Option (Right to Buy) 63.98 2018-02-26 4 A 0 41325 0 A 2018-02-26 Common Stock 41325 41325 D Settlement of performance-based restricted stock units granted February 23, 2015. Includes 2,486 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. The option vests in three equal annual installments beginning February 26, 2019. Patrick A. Kirchner, by Power of Attorney 2018-02-28