0001126328-17-000227.txt : 20171003 0001126328-17-000227.hdr.sgml : 20171003 20171003152952 ACCESSION NUMBER: 0001126328-17-000227 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170929 FILED AS OF DATE: 20171003 DATE AS OF CHANGE: 20171003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAN MICHAEL T CENTRAL INDEX KEY: 0001246392 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 171117540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-09-29 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001246392 DAN MICHAEL T 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Common Stock 2017-09-29 4 A 0 283 0 A 39039 D Common Stock 10000 I By Spouse Phantom Stock Units 2017-09-29 4 A 0 106.5 64.34 A Common Stock 106.5 14684.8 D Grant of restricted stock units. The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Patrick A. Kirchner, by Power of Attorney 2017-10-03