0001126328-17-000186.txt : 20170705 0001126328-17-000186.hdr.sgml : 20170705 20170705175222 ACCESSION NUMBER: 0001126328-17-000186 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170705 DATE AS OF CHANGE: 20170705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRABLE-SOETHOUT DEANNA D CENTRAL INDEX KEY: 0001278726 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 17948899 MAIL ADDRESS: STREET 1: C/O PRINCIPAL FINANCIAL GROUP STREET 2: 711 HIGH ST. CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-06-30 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001278726 STRABLE-SOETHOUT DEANNA D 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 EVP & Chief Financial Officer Common Stock 2017-06-30 4 A 0 102 0 A 38812 I By Spouse Common Stock 53783 D Common Stock 5 I By 401(k) Plan Phantom Stock Units 2017-06-30 4 A 0 40.4 64.07 A Common Stock 20.4 20.4 D Phantom Stock Units 2017-06-30 4 A 0 23.9 64.07 A Common Stock 23.9 23.9 I By Spouse Grant of restricted stock units. Includes 1,050 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. The units convert to common stock on a one-for-one basis. Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Patrick A. Kirchner, by Power of Attorney 2017-07-05