0001126328-17-000173.txt : 20170705 0001126328-17-000173.hdr.sgml : 20170705 20170705160531 ACCESSION NUMBER: 0001126328-17-000173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170705 DATE AS OF CHANGE: 20170705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAN MICHAEL T CENTRAL INDEX KEY: 0001246392 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 17947963 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-06-30 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001246392 DAN MICHAEL T 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Common Stock 2017-06-30 4 A 0 277 0 A 38756 D Common Stock 10000 I By Spouse Phantom Stock Units 2017-06-30 4 A 0 101.3 64.07 A Common Stock 101.3 14578.3 D Grant of restricted stock units. The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Patrick A. Kirchner, by Power of Attorney 2017-07-05