0001126328-17-000076.txt : 20170301
0001126328-17-000076.hdr.sgml : 20170301
20170301172752
ACCESSION NUMBER: 0001126328-17-000076
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170227
FILED AS OF DATE: 20170301
DATE AS OF CHANGE: 20170301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHAFF KAREN E
CENTRAL INDEX KEY: 0001166872
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 17655841
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-02-27
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001166872
SHAFF KAREN E
711 HIGH STREET
DES MOINES
IA
50392
0
1
1
0
EVP, Gen'l Counsel, Secretary
Common Stock
2017-02-27
4
A
0
5930
0
A
87465
D
Common Stock
2801
I
By Spouse
Common Stock
500
I
By Immediate Family Member's IRA
Employee Stock Option (Right to Buy)
62.78
2017-02-27
4
A
0
31035
0
A
2027-02-27
Common Stock
31035
31035
D
Settlement of performance-based restricted stock units granted February 24, 2014.
Includes 7,937 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
The option vests in three equal annual installments beginning February 27, 2018.
Patrick A. Kirchner, by Power of Attorney
2017-03-01