0001126328-16-000646.txt : 20161229 0001126328-16-000646.hdr.sgml : 20161229 20161229174444 ACCESSION NUMBER: 0001126328-16-000646 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161227 FILED AS OF DATE: 20161229 DATE AS OF CHANGE: 20161229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dunbar Timothy Mark CENTRAL INDEX KEY: 0001565742 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 162075881 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-12-27 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001565742 Dunbar Timothy Mark 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 EVP & Chief Investment Officer Common Stock 2016-12-27 4 A 0 128 0 A 38343 D Common Stock 114 I By Spouse Phantom Stock Units 2016-12-27 4 A 0 44.7 58.73 A Common Stock 44.7 6168.3 D Grant of restricted stock units. Includes 4,099 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Corrects inadvertent mathematical error from report filed October 28, 2016. The units convert to common stock on a one-for-one basis. Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Patrick A. Kirchner, by Power of Attorney 2016-12-29