0001126328-16-000639.txt : 20161229
0001126328-16-000639.hdr.sgml : 20161229
20161229164510
ACCESSION NUMBER: 0001126328-16-000639
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161227
FILED AS OF DATE: 20161229
DATE AS OF CHANGE: 20161229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FERRO DENNIS H
CENTRAL INDEX KEY: 0001244747
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 162075582
MAIL ADDRESS:
STREET 1: 401 S. TRYON ST.
CITY: CHARLOTTE
STATE: NC
ZIP: 28288
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-12-27
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001244747
FERRO DENNIS H
711 HIGH STREET
DES MOINES
IA
50392
1
0
0
0
Common Stock
2016-12-27
4
A
0
169
0
A
24265
D
Phantom Stock Units
2016-12-27
4
A
0
129.3
58.73
A
Common Stock
129.3
18274.3
D
Grant of restricted stock units.
The units convert to common stock on a one-for-one basis.
The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement.
Patrick A. Kirchner, by Power of Attorney
2016-12-29