0001126328-16-000590.txt : 20161101
0001126328-16-000590.hdr.sgml : 20161101
20161101120204
ACCESSION NUMBER: 0001126328-16-000590
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161028
FILED AS OF DATE: 20161101
DATE AS OF CHANGE: 20161101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dunbar Timothy Mark
CENTRAL INDEX KEY: 0001565742
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 161963810
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-10-28
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001565742
Dunbar Timothy Mark
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
EVP & Chief Investment Officer
Common Stock
2016-10-28
4
M
0
6704
11.07
A
51889
D
Common Stock
2016-10-28
4
S
0
6704
55.00
D
45185
D
Common Stock
114
I
By Spouse
Employee Stock Option (Right to Buy)
11.07
2016-10-28
4
M
0
6704
0
D
2012-02-24
2019-02-24
Common Stock
6704
0
D
Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2015.
Includes 4,069 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Patrick A. Kirchner, by Power of Attorney
2016-11-01