0001126328-16-000563.txt : 20161004 0001126328-16-000563.hdr.sgml : 20161004 20161004161701 ACCESSION NUMBER: 0001126328-16-000563 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161004 DATE AS OF CHANGE: 20161004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERRO DENNIS H CENTRAL INDEX KEY: 0001244747 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 161919070 MAIL ADDRESS: STREET 1: 401 S. TRYON ST. CITY: CHARLOTTE STATE: NC ZIP: 28288 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-09-30 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001244747 FERRO DENNIS H 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Common Stock 2016-09-30 4 A 0 182 0 A 24096 D Phantom Stock Units 2016-09-30 4 A 0 139 51.51 A Common Stock 139 17622.2 D Grant of restricted stock units. The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Patrick A. Kirchner, by Power of Attorney 2016-10-04