0001126328-16-000439.txt : 20160411 0001126328-16-000439.hdr.sgml : 20160411 20160411174913 ACCESSION NUMBER: 0001126328-16-000439 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160408 FILED AS OF DATE: 20160411 DATE AS OF CHANGE: 20160411 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tallett Elizabeth E CENTRAL INDEX KEY: 0001192460 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 161565983 MAIL ADDRESS: STREET 1: 6705 ROCKLEDGE DR STREET 2: SUITE 900 CITY: BETHESDA STATE: MD ZIP: 20817 FORMER NAME: FORMER CONFORMED NAME: TALLETT ELIZEBETH E DATE OF NAME CHANGE: 20020925 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-04-08 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001192460 Tallett Elizabeth E 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Phantom Stock Units 2016-04-08 4 A 0 6.4 39.03 A Common Stock 6.4 6052.8 D The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Patrick A. Kirchner, by Power of Attorney 2016-04-11