0001126328-16-000430.txt : 20160329 0001126328-16-000430.hdr.sgml : 20160329 20160329182118 ACCESSION NUMBER: 0001126328-16-000430 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160325 FILED AS OF DATE: 20160329 DATE AS OF CHANGE: 20160329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHOLTEN GARY P CENTRAL INDEX KEY: 0001205451 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 161536589 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-03-25 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001205451 SCHOLTEN GARY P 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 EVP & Ch Info Officer Common Stock 2016-03-25 4 A 0 20 0 A 82842 D Common Stock 636 I By 401(k) Plan Common Stock 192 I By Spouse Phantom Stock Units 2016-03-25 4 A 0 11.9 38.90 A Common Stock 11.9 1233.8 D Grant of restricted stock units. Includes 10,872 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. The units convert to common stock on a one-for-one basis. Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Patrick A. Kirchner, by Power of Attorney 2016-03-29