0001126328-16-000393.txt : 20160224
0001126328-16-000393.hdr.sgml : 20160224
20160224170139
ACCESSION NUMBER: 0001126328-16-000393
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160222
FILED AS OF DATE: 20160224
DATE AS OF CHANGE: 20160224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lillis Terrance J.
CENTRAL INDEX KEY: 0001443238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 161452777
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-02-22
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001443238
Lillis Terrance J.
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
EVP & Chief Financial Officer
Common Stock
2016-02-22
4
A
0
18063
0
A
99409
D
Common Stock
42
I
By 401(k) Plan
Employee Stock Option (Right to Buy)
37.38
2016-02-22
4
A
0
95540
0
A
2026-02-22
Commom Stock
95540
95540
D
Settlement of performance-based restricted stock units granted February 25, 2013.
Includes 10,776 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
The option vests in three equal annual installments beginning February 22, 2017.
Patrick A. Kirchner, by Power of Attorney
2016-02-24