0001126328-15-000298.txt : 20151221 0001126328-15-000298.hdr.sgml : 20151221 20151221143609 ACCESSION NUMBER: 0001126328-15-000298 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151218 FILED AS OF DATE: 20151221 DATE AS OF CHANGE: 20151221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAN MICHAEL T CENTRAL INDEX KEY: 0001246392 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 151299187 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-12-18 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001246392 DAN MICHAEL T 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Phantom Stock Units 2015-12-18 4 A 0 542 43.82 A Common Stock 542 12499 D The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Patrick A. Kirchner, by Power of Attorney 2015-12-21