0001126328-15-000202.txt : 20150731 0001126328-15-000202.hdr.sgml : 20150731 20150731134114 ACCESSION NUMBER: 0001126328-15-000202 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150730 FILED AS OF DATE: 20150731 DATE AS OF CHANGE: 20150731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAFF KAREN E CENTRAL INDEX KEY: 0001166872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 151018851 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-07-30 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166872 SHAFF KAREN E 711 HIGH STREET DES MOINES IA 50392 0 1 1 0 EVP, Gen'l Counsel, Secretary Common Stock 2015-07-30 4 M 0 39165 49.25 A 123131 D Common Stock 2015-07-30 4 S 0 39165 55.25 D 83966 D Common Stock 2015-07-30 5 G 0 1094 0 D 82872 D Common Stock 2801 I By Spouse Common Stock 500 I By Immediate Family Member's IRA Employee Stock Option (Right to Buy) 49.25 2015-07-30 4 M 0 39165 0 D 2009-02-27 2016-02-27 Common Stock 39165 0 D Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2015. Includes 6,488 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2015. Patrick A. Kirchner, by Power of Attorney 2015-07-31