0001126328-15-000201.txt : 20150727 0001126328-15-000201.hdr.sgml : 20150727 20150727145834 ACCESSION NUMBER: 0001126328-15-000201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150724 FILED AS OF DATE: 20150727 DATE AS OF CHANGE: 20150727 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lillis Terrance J. CENTRAL INDEX KEY: 0001443238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 151006896 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-07-24 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001443238 Lillis Terrance J. 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 EVP & Chief Financial Officer Common Stock 2015-07-24 4 M 0 49638 27.46 A 131492 D Common Stock 2015-07-24 4 S 0 49638 53.50 D 81854 D Common Stock 40 I By 401(k) Plan Employee Stock Options (Right to Buy) 27.46 2015-07-24 4 M 0 49638 0 D 2015-02-27 2022-02-27 Common Stock 49638 0 D Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2015. Includes 10,120 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Patrick A. Kirchner, by Power of Attorney 2015-07-27