0001126328-15-000153.txt : 20150522 0001126328-15-000153.hdr.sgml : 20150522 20150522120246 ACCESSION NUMBER: 0001126328-15-000153 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150521 FILED AS OF DATE: 20150522 DATE AS OF CHANGE: 20150522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Valdes Luis E. CENTRAL INDEX KEY: 0001543399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 15885380 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-05-21 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001543399 Valdes Luis E. 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Pres - Int'l Asset Mgmt&Accum Common Stock 2015-05-21 4 M 0 6270 49.25 A 90605 D Common Stock 2015-05-21 4 S 0 6270 53.00 D 84335 D Employee Stock Option (Right to Buy) 49.25 2015-05-21 4 M 0 6270 0 D 2009-02-27 2016-02-27 Common Stock 6270 0 D Pursuant to a 10b5-1 trading plan adopted by the reporting person on August 1, 2014. Clint L. Woods, by Power of Attorney 2015-05-22