0001126328-14-000306.txt : 20141230 0001126328-14-000306.hdr.sgml : 20141230 20141230172113 ACCESSION NUMBER: 0001126328-14-000306 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141226 FILED AS OF DATE: 20141230 DATE AS OF CHANGE: 20141230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZIMPLEMAN LARRY D CENTRAL INDEX KEY: 0001166875 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 141316711 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-12-26 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166875 ZIMPLEMAN LARRY D 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Chairman & CEO Performance Units 2014-12-26 4 A 0 52 A Common Stock 52 8232 D Phantom Stock Units 2014-12-26 4 A 0 81.2 53.06 A Common Stock 81.2 12750 D Security converts to common stock on a one-for-one basis. The reported performance units were acquired pursuant to the Principal Financial Group Long-Term Performance Plan. Units under the Plan will be settled in cash or stock within a five-year period from the date of vesting. Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Patrick A. Kirchner, by Power of Attorney 2014-12-30