0001126328-14-000263.txt : 20141107 0001126328-14-000263.hdr.sgml : 20141107 20141107140017 ACCESSION NUMBER: 0001126328-14-000263 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141106 FILED AS OF DATE: 20141107 DATE AS OF CHANGE: 20141107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERRO DENNIS H CENTRAL INDEX KEY: 0001244747 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 141204025 MAIL ADDRESS: STREET 1: 401 S. TRYON ST. CITY: CHARLOTTE STATE: NC ZIP: 28288 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-11-06 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001244747 FERRO DENNIS H 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Phantom Stock Units 2014-11-06 4 A 0 19.1 52.40 A Common Stock 19.1 14913.3 D The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Patrick A. Kirchner, by Power of Attorney 2014-11-07