0001126328-14-000251.txt : 20141001 0001126328-14-000251.hdr.sgml : 20140930 20140930174906 ACCESSION NUMBER: 0001126328-14-000251 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140926 FILED AS OF DATE: 20140930 DATE AS OF CHANGE: 20140930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAFF KAREN E CENTRAL INDEX KEY: 0001166872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 141130649 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-09-26 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166872 SHAFF KAREN E 711 HIGH STREET DES MOINES IA 50392 0 1 1 0 EVP, General Counsel & Sec'y Common Stock 2014-09-26 4 A 0 74 0 A 72885 D Common Stock 2801 I By Spouse Common Stock 500 I By Immediate Family Member's IRA Grant of restricted stock units. Includes 8,213 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Patrick A. Kirchner, by Power of Attorney 2014-09-30