0001126328-14-000237.txt : 20141001 0001126328-14-000237.hdr.sgml : 20140930 20140930162938 ACCESSION NUMBER: 0001126328-14-000237 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140926 FILED AS OF DATE: 20140930 DATE AS OF CHANGE: 20140930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COSTLEY GARY E CENTRAL INDEX KEY: 0001202277 STATE OF INCORPORATION: DE FISCAL YEAR END: 0303 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 141130063 MAIL ADDRESS: STREET 1: 660 WHITE PLAINS RD., SUITE 205 CITY: TARRYTOWN STATE: NY ZIP: 10591 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-09-26 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001202277 COSTLEY GARY E 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Common Stock 2014-09-26 4 A 0 194 0 A 32993 D Common Stock 1825 I By Gary Costley Living Trust Phantom Stock Units 2014-09-26 4 A 0 44.5 53.40 A Common Stock 44.5 7033.3 D Grant of restricted stock units. The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Patrick A. Kirchner, by Power of Attorney 2014-09-30