0001126328-14-000230.txt : 20140904
0001126328-14-000230.hdr.sgml : 20140904
20140904143513
ACCESSION NUMBER: 0001126328-14-000230
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140902
FILED AS OF DATE: 20140904
DATE AS OF CHANGE: 20140904
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lillis Terrance J.
CENTRAL INDEX KEY: 0001443238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 141082884
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-09-02
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001443238
Lillis Terrance J.
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
Executive Vice President & CFO
Common Stock
2014-09-02
4
M
0
33765
22.21
A
97043
D
Common Stock
2014-09-02
4
S
0
33765
54.34
D
63278
D
Common Stock
39
I
By 401(k) Plan
Employee Stock Option (Right to Buy)
22.21
2014-09-02
4
M
0
33765
0
D
2013-02-23
2020-02-23
Common Stock
33765
0
D
Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 1, 2014.
Includes 9,335 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.22 - $54.54, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Patrick A. Kirchner, by Power of Attorney
2014-09-04