0001126328-14-000199.txt : 20140701
0001126328-14-000199.hdr.sgml : 20140701
20140701175842
ACCESSION NUMBER: 0001126328-14-000199
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140627
FILED AS OF DATE: 20140701
DATE AS OF CHANGE: 20140701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZIMPLEMAN LARRY D
CENTRAL INDEX KEY: 0001166875
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 14953741
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-06-27
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001166875
ZIMPLEMAN LARRY D
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
Chairman, President & CEO
Performance Units
2014-06-27
4
A
0
51
A
Common Stock
51
8128
D
Phantom Stock Units
2014-06-27
4
A
0
79.6
50.27
A
Common Stock
79.6
12589.1
D
Security converts to common stock on a one-for-one basis.
The reported performance units were acquired pursuant to the Principal Financial Group Long-Term Performance Plan. Units under the Plan will be settled in cash or stock within a five-year period from the date of vesting.
Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service.
Patrick A. Kirchner, by Power of Attorney
2014-07-01