0001126328-14-000171.txt : 20140626
0001126328-14-000171.hdr.sgml : 20140626
20140623172338
ACCESSION NUMBER: 0001126328-14-000171
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140620
FILED AS OF DATE: 20140623
DATE AS OF CHANGE: 20140623
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dunbar Timothy Mark
CENTRAL INDEX KEY: 0001565742
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 14935890
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-06-20
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001565742
Dunbar Timothy Mark
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
EVP & Chief Investment Officer
Common Stock
2014-06-20
4
M
0
6000
11.07
A
47849
D
Common Stock
2014-06-20
4
S
0
6000
50.00
D
41849
D
Employee Stock Option (Right to Buy)
11.07
2014-06-20
4
M
0
6000
0
D
2012-02-24
2019-02-24
Common Stock
6000
6704
D
Phantom Stock Units
2014-06-20
4
A
0
6
50.37
A
Common Stock
6
4749
D
Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2013.
Includes 3,883 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Security converts to common stock on a one-for-one basis.
Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service.
Patrick A. Kirchner, by Power of Attorney
2014-06-23