0001126328-14-000083.txt : 20140226
0001126328-14-000083.hdr.sgml : 20140226
20140226181706
ACCESSION NUMBER: 0001126328-14-000083
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140224
FILED AS OF DATE: 20140226
DATE AS OF CHANGE: 20140226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0224
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Elming Gregory Bernard
CENTRAL INDEX KEY: 0001516394
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 14646132
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-02-24
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001516394
Elming Gregory Bernard
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
SVP & Chief Risk Officer
Common Stock
2014-02-24
4
A
0
3885
0
A
22188
D
Common Stock
216
I
By Spouse
Employee Stock Option (Right to Buy)
44.88
2014-02-24
4
A
0
5835
0
A
2024-02-24
Common Stock
5835
5835
D
Settlement of performance-based restricted stock units granted February 28, 2011.
Includes 1,492 shares held in Principal Financial Group, Inc. Employee Stock Purchase Plan.
The option vests in three equal annual installments beginning February 24, 2015.
Patrick A. Kirchner, by Power of Attorney
2014-02-26
EX-24
2
substitutepoa11192013.txt
SUBSTITUTE POWER OF ATTORNEY
SUBSTITUTE POWER OF ATTORNEY
Under the terms of various powers of attorney (the "Powers of Attorney"), the
undersigned Joyce N. Hoffman was appointed attorney-in-fact for each executive
officer and director of Principal Financial Group, Inc. (the "Company")
to sign on behalf of each such executive officer and director reports to
be filed with the Securities and Exchange Commission pursuant to Section
13(d) and Section 16(a) of the Securities Exchange Act of 1934 and the
rules promulgated thereunder. In accordance with the authority granted
under the Powers of Attorney, including the power of substitution,
the undersigned hereby appoints each of Patrick A. Kirchner, Michael D.
Roughton and Clint Woods as substitute attorneys-in-fact, on behalf of
each of the executive officers and directors of the Company,
each with the power to act without any other and with full power of
substitution, to exercise and execute all of the powers granted or conferred
in the original Power of Attorney. By their signatures as attorneys-in-fact
to this Substitute Power of Attorney, Patrick A. Kirchner, Michael D.
Roughton and Clint Woods accept such appointment and agree to assume
from the undersigned any and all duties and responsibilities attendant to
their capacity as attorneys-in-fact.
Date: November 30, 2013
By: _/s/ Joyce N. Hoffman________________________
Name: Joyce N. Hoffman
Title: Attorney-in-Fact
WE ACCEPT THIS APPOINTMENT AND SUBSTITUTION:
_/s/ Patrick A. Kirchner____________________________
Patrick A. Kirchner
_/s/ Michael D. Roughton___________________________
Michael D. Roughton
_/s/ Clint Woods ________________________________
Clint Woods
Exhibit 24