0001126328-13-000328.txt : 20131231 0001126328-13-000328.hdr.sgml : 20131231 20131231181217 ACCESSION NUMBER: 0001126328-13-000328 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131227 FILED AS OF DATE: 20131231 DATE AS OF CHANGE: 20131231 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHOLTEN GARY P CENTRAL INDEX KEY: 0001205451 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 131306179 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-12-27 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001205451 SCHOLTEN GARY P 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 Sr VP & Ch Info Officer Common Stock 2013-12-27 4 A 0 15 0 A 45570 D Common Stock 589 I By 401(k) Plan Common Stock 192 I By Spouse Phantom Stock Units 2013-12-27 4 A 0 6.1 49.38 A Common Stock 6.1 1155.7 D Grant of restricted stock units. Includes 9,163 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. The units convert to common stock on a one-for-one basis. Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Patrick A. Kirchner, by Power of Attorney 2013-12-31 EX-24 2 substitutepoa11192013.txt SUBSTITUTE POWER OF ATTORNEY SUBSTITUTE POWER OF ATTORNEY Under the terms of various powers of attorney (the "Powers of Attorney"), the undersigned Joyce N. Hoffman was appointed attorney-in-fact for each executive officer and director of Principal Financial Group, Inc. (the "Company") to sign on behalf of each such executive officer and director reports to be filed with the Securities and Exchange Commission pursuant to Section 13(d) and Section 16(a) of the Securities Exchange Act of 1934 and the rules promulgated thereunder. In accordance with the authority granted under the Powers of Attorney, including the power of substitution, the undersigned hereby appoints each of Patrick A. Kirchner, Michael D. Roughton and Clint Woods as substitute attorneys-in-fact, on behalf of each of the executive officers and directors of the Company, each with the power to act without any other and with full power of substitution, to exercise and execute all of the powers granted or conferred in the original Power of Attorney. By their signatures as attorneys-in-fact to this Substitute Power of Attorney, Patrick A. Kirchner, Michael D. Roughton and Clint Woods accept such appointment and agree to assume from the undersigned any and all duties and responsibilities attendant to their capacity as attorneys-in-fact. Date: November 30, 2013 By: _/s/ Joyce N. Hoffman________________________ Name: Joyce N. Hoffman Title: Attorney-in-Fact WE ACCEPT THIS APPOINTMENT AND SUBSTITUTION: _/s/ Patrick A. Kirchner____________________________ Patrick A. Kirchner _/s/ Michael D. Roughton___________________________ Michael D. Roughton _/s/ Clint Woods ________________________________ Clint Woods Exhibit 24