0001126328-13-000303.txt : 20131211 0001126328-13-000303.hdr.sgml : 20131211 20131211174419 ACCESSION NUMBER: 0001126328-13-000303 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131210 FILED AS OF DATE: 20131211 DATE AS OF CHANGE: 20131211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELTON SANDRA L CENTRAL INDEX KEY: 0001166857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 131271893 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-12-10 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001166857 HELTON SANDRA L 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Common Stock 2013-12-10 4 M 0 1885 34.34 A 38593 D Common Stock 2013-12-10 4 S 0 1885 49.16 D 36708 D Employee Stock Option (Right to Buy) 34.34 2013-12-10 4 M 0 1885 0 D 2005-05-18 2014-05-18 Common Stock 1885 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.09 - $49.18, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Patrick A. Kirchner, by Power of Attorney 2013-12-11 EX-24 2 substitutepoa11192013.txt SUBSTITUTE POWER OF ATTORNEY SUBSTITUTE POWER OF ATTORNEY Under the terms of various powers of attorney (the "Powers of Attorney"), the undersigned Joyce N. Hoffman was appointed attorney-in-fact for each executive officer and director of Principal Financial Group, Inc. (the "Company") to sign on behalf of each such executive officer and director reports to be filed with the Securities and Exchange Commission pursuant to Section 13(d) and Section 16(a) of the Securities Exchange Act of 1934 and the rules promulgated thereunder. In accordance with the authority granted under the Powers of Attorney, including the power of substitution, the undersigned hereby appoints each of Patrick A. Kirchner, Michael D. Roughton and Clint Woods as substitute attorneys-in-fact, on behalf of each of the executive officers and directors of the Company, each with the power to act without any other and with full power of substitution, to exercise and execute all of the powers granted or conferred in the original Power of Attorney. By their signatures as attorneys-in-fact to this Substitute Power of Attorney, Patrick A. Kirchner, Michael D. Roughton and Clint Woods accept such appointment and agree to assume from the undersigned any and all duties and responsibilities attendant to their capacity as attorneys-in-fact. Date: November 30, 2013 By: _/s/ Joyce N. Hoffman________________________ Name: Joyce N. Hoffman Title: Attorney-in-Fact WE ACCEPT THIS APPOINTMENT AND SUBSTITUTION: _/s/ Patrick A. Kirchner____________________________ Patrick A. Kirchner _/s/ Michael D. Roughton___________________________ Michael D. Roughton _/s/ Clint Woods ________________________________ Clint Woods Exhibit 24